CVM compliance, investment funds and financial market litigation
Asset managers, advisory firms and intermediaries operate under detailed rules and constant supervision. We advise on the structuring and day-to-day regulatory life of these companies and defend them when disputes reach the courts or the CVM.
Asset managers and fund administrators.
Investment advisory firms and consultants.
Brokers and intermediaries in disputes with investors.
Companies and funds exposed to crypto-assets.
Our capital markets practice supports regulated companies in interpreting and applying the rules of the Brazilian Securities and Exchange Commission (CVM) and the Central Bank, in structuring funds and in building internal controls that withstand supervision.
In litigation, we defend intermediaries and managers in disputes with investors, including matters such as order execution, forced position closing and liability for losses, always based on the applicable regulation and a technical reconstruction of the facts.
CVM and Central Bank rules translated into routines, manuals and internal controls proportional to the company's structure.
AML/CFT policies, customer onboarding and transaction monitoring aligned with regulatory requirements.
Disputes with investors analyzed based on order records, contracts and the risk rules of the transaction.
Regulatory and litigation counsel for participants in the Brazilian financial and capital markets.
Manuals, policies, code of ethics and internal controls required of asset managers, administrators and investment advisors.
Regulations, offering documents and governance of funds under the Brazilian regulatory framework for investment funds.
Incorporation, agreements with intermediaries and regulatory compliance of advisory firms.
Analysis of the crypto-asset legal framework and the regulation of virtual asset service providers for companies and funds.
Defense in administrative proceedings before the CVM and responses to official letters and inspections.
Disputes between investors, brokers, asset managers and financial institutions, including in extrajudicial liquidations.
First conversation
In a first conversation, we understand the authorized activity, the existing controls and the points of greatest exposure.
Service via WhatsApp, in English or Portuguese
Talk to the Capital Markets team at Pilli & Fanucchi.
Meetings in Campinas or by videoconference, in English or Portuguese.
Tell us briefly about your company and its main question or need.
We schedule a call, a videoconference or an in-person meeting.
We indicate the possible paths and, if appropriate, present a fee proposal.
Briefly describe your company's need. One of our lawyers will get in touch.